EN BANC
G.R. No. 87193 June 23, 1989JUAN GALLANOSA FRIVALDO, petitioner,
vs.
COMMISSION ON ELECTIONS AND THE LEAGUE OF MUNICIPALITIES, SORSOGON CHAPTER, HEREIN REPRESENTED BY ITS PRESIDENT, SALVADOR NEE ESTUYE, respondents.
J.L. Misa & Associates for petitioner.
Lladoc, Huab & Associates for private respondent.
CRUZ, J.:
Petitioner Juan G. Frivaldo was proclaimed
governor-elect of the province of Sorsogon on January 22, 1988, and
assumed office in due time. On October 27, 1988, the League of
Municipalities, Sorsogon Chapter (hereafter, League), represented by its
President, Salvador Estuye, who was also suing in his personal
capacity, filed with the Commission on Elections a petition for the
annulment of Frivaldo; election and proclamation on the ground that he
was not a Filipino citizen, having been naturalized in the United States
on January 20, 1983. In his answer dated May 22, 1988, Frivaldo
admitted that he was naturalized in the United States as alleged but
pleaded the special and affirmative defenses that he had sought American
citizenship only to protect himself against President Marcos. His
naturalization, he said, was "merely forced upon himself as a means of
survival against the unrelenting persecution by the Martial Law
Dictator's agents abroad." He added that he had returned to the
Philippines after the EDSA revolution to help in the restoration of
democracy. He also argued that the challenge to his title should be
dismissed, being in reality a quo warranto petition that should
have been filed within ten days from his proclamation, in accordance
with Section 253 of the Omnibus Election Code. The League, moreover, was
not a proper party because it was not a voter and so could not sue
under the said section.
Frivaldo moved for a preliminary hearing on his
affirmative defenses but the respondent Commission on Elections decided
instead by its Order of January 20, 1988, to set the case for hearing on
the merits. His motion for reconsideration was denied in another Order
dated February 21, 1988. He then came to this Court in a petition for certiorari
and prohibition to ask that the said orders be set aside on the ground
that they had been rendered with grave abuse of discretion. Pending
resolution of the petition, we issued a temporary order against the
hearing on the merits scheduled by the COMELEC and at the same time
required comments from the respondents.
In their Comment, the private respondents reiterated
their assertion that Frivaldo was a naturalized American citizen and had
not reacquired Philippine citizenship on the day of the election on
January 18, 1988. He was therefore not qualified to run for and be
elected governor. They also argued that their petition in the Commission
on Elections was not really for quo warranto under Section 253
of the Omnibus Election Code. The ultimate purpose was to prevent
Frivaldo from continuing as governor, his candidacy and election being
null and void ab initio because of his alienage. Even if their petition were to be considered as one for quo warranto,
it could not have been filed within ten days from Frivaldo's
proclamation because it was only in September 1988 that they received
proof of his naturalization. And assuming that the League itself was not
a proper party, Estuye himself, who was suing not only for the League
but also in his personal capacity, could nevertheless institute the suit
by himself alone.
Speaking for the public respondent, the Solicitor
General supported the contention that Frivaldo was not a citizen of the
Philippines and had not repatriated himself after his naturalization as
an American citizen. As an alien, he was disqualified from public office
in the Philippines. His election did not cure this defect because the
electorate of Sorsogon could not amend the Constitution, the Local
Government Code, and the Omnibus Election Code. He also joined in the
private respondent's argument that Section 253 of the Omnibus Election
Code was not applicable because what the League and Estuye were seeking
was not only the annulment of the proclamation and election of Frivaldo.
He agreed that they were also asking for the termination of Frivaldo's
incumbency as governor of Sorsogon on the ground that he was not a
Filipino.
In his Reply, Frivaldo insisted that he was a citizen
of the Philippines because his naturalization as an American citizen
was not "impressed with voluntariness." In support he cited the
Nottebohm Case, [(1955 I.C.J. 4; 49 A.J.I.L. 396 (1955)] where a German
national's naturalization in Liechtenstein was not recognized because it
had been obtained for reasons of convenience only. He said he could not
have repatriated himself before the 1988 elections because the Special
Committee on Naturalization created for the purpose by LOI No. 27C had
not yet been organized then. His oath in his certificate of candidacy
that he was a natural-born citizen should be a sufficient act of
repatriation. Additionally, his active participation in the 1987
congressional elections had divested him of American citizenship under
the laws of the United States, thus restoring his Philippine
citizenship. He ended by reiterating his prayer for the rejection of the
move to disqualify him for being time-barred under Section 253 of the
Omnibus Election Code.
Considering the importance and urgency of the
question herein raised, the Court has decided to resolve it directly
instead of allowing the normal circuitous route that will after all
eventually end with this Court, albeit only after a, long delay. We
cannot permit this delay. Such delay will be inimical to the public
interest and the vital principles of public office to be here applied.
It is true that the Commission on Elections has the
primary jurisdiction over this question as the sole judge of all
contests relating to the election, returns and qualifications of the
members of the Congress and elective provincial and city officials.
However, the decision on Frivaldo's citizenship has already been made by
the COMELEC through its counsel, the Solicitor General, who
categorically claims that Frivaldo is a foreigner. We assume this stance
was taken by him after consultation with the public respondent and with
its approval. It therefore represents the decision of the COMELEC
itself that we may now review. Exercising our discretion to interpret
the Rules of Court and the Constitution, we shall consider the present
petition as having been filed in accordance with Article IX-A Section 7,
of the Constitution, to challenge the aforementioned Orders of the
COMELEC.
The basic question we must resolve is whether or not
Juan G. Frivaldo was a citizen of the Philippines at the time of his
election on January 18, 1988, as provincial governor of Sorsogon. All
the other issues raised in this petition are merely secondary to this
basic question.
The reason for this inquiry is the provision in
Article XI, Section 9, of the Constitution that all public officials and
employees owe the State and the Constitution "allegiance at all times"
and the specific requirement in Section 42 of the Local Government Code
that a candidate for local elective office must be inter alia a
citizen of the Philippines and a qualified voter of the constituency
where he is running. Section 117 of the Omnibus Election Code provides
that a qualified voter must be, among other qualifications, a citizen of
the Philippines, this being an indispensable requirement for suffrage
under Article V, Section 1, of the Constitution.
In the certificate of candidacy he filed on November
19, 1987, Frivaldo described himself as a "natural-born" citizen of the
Philippines, omitting mention of any subsequent loss of such status. The
evidence shows, however, that he was naturalized as a citizen of the
United States in 1983 per the following certification from the United
States District Court, Northern District of California, as duly
authenticated by Vice Consul Amado P. Cortez of the Philippine Consulate
General in San Francisco, California, U.S.A.
OFFICE OF THE CLERK
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
UNITED STATES DISTRICT COURT
NORTHERN DISTRICT OF CALIFORNIA
September 23, 1988
TO WHOM IT MAY CONCERN:
Our records show that JUAN GALLANOSA FRIVALDO, born
on October 20, 1915, was naturalized in this Court on January 20, 1983,
and issued Certificate of Naturalization No. 11690178.
Petition No. 280225.
Alien Registration No. A23 079 270.
Very truly yours,
WILLIAM L. WHITTAKER
Clerk
by:
(Sgd.)
ARACELI V. BAREN
Deputy Clerk
This evidence is
not denied by the petitioner. In fact, he expressly admitted it in his
answer. Nevertheless, as earlier noted, he claims it was "forced" on him
as a measure of protection from the persecution of the Marcos
government through his agents in the United States.
The Court sees no reason not to believe that the
petitioner was one of the enemies of the Marcos dictatorship. Even so,
it cannot agree that as a consequence thereof he was coerced into
embracing American citizenship. His feeble suggestion that his
naturalization was not the result of his own free and voluntary choice
is totally unacceptable and must be rejected outright.
There were many other Filipinos in the United States
similarly situated as Frivaldo, and some of them subject to greater risk
than he, who did not find it necessary — nor do they claim to have been
coerced — to abandon their cherished status as Filipinos. They did not
take the oath of allegiance to the United States, unlike the petitioner
who solemnly declared "on oath, that I absolutely and entirely renounce
and abjure all allegiance and fidelity to any foreign prince, potentate,
state or sovereignty of whom or which I have heretofore been a subject
or citizen," meaning in his case the Republic of the Philippines. The
martyred Ninoy Aquino heads the impressive list of those Filipinos in
exile who, unlike the petitioner, held fast to their Philippine
citizenship despite the perils of their resistance to the Marcos regime.
The Nottebohm case cited by the petitioner invoked
the international law principle of effective nationality which is
clearly not applicable to the case at bar. This principle is expressed
in Article 5 of the Hague Convention of 1930 on the Conflict of
Nationality Laws as follows:
Art. 5. Within a third State a person having more
than one nationality shall be treated as if he had only one. Without
prejudice to the application of its law in matters of personal status
and of any convention in force, a third State shall, of the
nationalities which any such person possesses, recognize exclusively in
its territory either the nationality of the country in which he is
habitually and principally resident or the nationality of the country
with which in the circumstances he appears to be in fact most closely
connected.
Nottebohm was a
German by birth but a resident of Guatemala for 34 years when he applied
for and acquired naturalization in Liechtenstein one month before the
outbreak of World War II. Many members of his family and his business
interests were in Germany. In 1943, Guatemala, which had declared war on
Germany, arrested Nottebohm and confiscated all his properties on the
ground that he was a German national. Liechtenstein thereupon filed suit
on his behalf, as its citizen, against Guatemala. The International
Court of Justice held Nottebohm to be still a national of Germany, with
which he was more closely connected than with Liechtenstein.
That case is not relevant to the petition before us
because it dealt with a conflict between the nationality laws of two
states as decided by a third state. No third state is involved in the
case at bar; in fact, even the United States is not actively claiming
Frivaldo as its national. The sole question presented to us is whether
or not Frivaldo is a citizen of the Philippines under our own laws,
regardless of other nationality laws. We can decide this question alone
as sovereign of our own territory, conformably to Section 1 of the said
Convention providing that "it is for each State to determine under its law who are its nationals."
It is also worth noting that Nottebohm was invoking his naturalization in Liechtenstein whereas in the present case Frivaldo is rejecting his naturalization in the United States.
If he really wanted to disavow his American
citizenship and reacquire Philippine citizenship, the petitioner should
have done so in accordance with the laws of our country. Under CA No. 63
as amended by CA No. 473 and PD No. 725, Philippine citizenship may be
reacquired by direct act of Congress, by naturalization, or by
repatriation.
While Frivaldo does not invoke either of the first
two methods, he nevertheless claims he has reacquired Philippine
citizenship by virtue of a valid repatriation. He claims that by
actively participating in the elections in this country, he
automatically forfeited American citizenship under the laws of the
United States. Such laws do not concern us here. The alleged forfeiture
is between him and the United States as his adopted country. It should
be obvious that even if he did lose his naturalized American
citizenship, such forfeiture did not and could not have the effect of
automatically restoring his citizenship in the Philippines that he had
earlier renounced. At best, what might have happened as a result of the
loss of his naturalized citizenship was that he became a stateless
individual.
Frivaldo's contention that he could not have
repatriated himself under LOI 270 because the Special Committee provided
for therein had not yet been constituted seems to suggest that the lack
of that body rendered his repatriation unnecessary. That is far-fetched
if not specious Such a conclusion would open the floodgates, as it
were. It would allow all Filipinos who have renounced this country to
claim back their abandoned citizenship without formally rejecting their
adoptedstate and reaffirming their allegiance to the Philippines.
It does not appear that Frivaldo has taken these
categorical acts. He contends that by simply filing his certificate of
candidacy he had, without more, already effectively recovered Philippine
citizenship. But that is hardly the formal declaration the law
envisions — surely, Philippine citizenship previously disowned is not
that cheaply recovered. If the Special Committee had not yet been
convened, what that meant simply was that the petitioner had to wait
until this was done, or seek naturalization by legislative or judicial
proceedings.
The argument that the petition filed with the
Commission on Elections should be dismissed for tardiness is not
well-taken. The herein private respondents are seeking to prevent
Frivaldo from continuing to discharge his office of governor because he
is disqualified from doing so as a foreigner. Qualifications for public
office are continuing requirements and must be possessed not only at the
time of appointment or election or assumption of office but during the
officer's entire tenure. Once any of the required qualifications is
lost, his title may be seasonably challenged. If, say, a female
legislator were to marry a foreigner during her term and by her act or
omission acquires his nationality, would she have a right to remain in
office simply because the challenge to her title may no longer be made
within ten days from her proclamation? It has been established, and not
even denied, that the evidence of Frivaldo's naturalization was
discovered only eight months after his proclamation and his title was
challenged shortly thereafter.
This Court will not permit the anomaly of a person
sitting as provincial governor in this country while owing exclusive
allegiance to another country. The fact that he was elected by the
people of Sorsogon does not excuse this patent violation of the salutary
rule limiting public office and employment only to the citizens of this
country. The qualifications prescribed for elective office cannot be
erased by the electorate alone. The will of the people as expressed
through the ballot cannot cure the vice of ineligibility, especially if
they mistakenly believed, as in this case, that the candidate was
qualified. Obviously, this rule requires strict application when the
deficiency is lack of citizenship. If a person seeks to serve in the
Republic of the Philippines, he must owe his total loyalty to this
country only, abjuring and renouncing all fealty and fidelity to any
other state.
It is true as the petitioner points out that the
status of the natural-born citizen is favored by the Constitution and
our laws, which is all the more reason why it should be treasured like a
pearl of great price. But once it is surrendered and renounced, the
gift is gone and cannot be lightly restored. This country of ours, for
all its difficulties and limitations, is like a jealous and possessive
mother. Once rejected, it is not quick to welcome back with eager arms
its prodigal if repentant children. The returning renegade must show, by
an express and unequivocal act, the renewal of his loyalty and love.
WHEREFORE, the petition is DISMISSED and petitioner
JUAN G. FRIVALDO is hereby declared not a citizen of the Philippines and
therefore DISQUALIFIED from serving as Governor of the Province of
Sorsogon. Accordingly, he is ordered to vacate his office and surrender
the same to the duly elected Vice-Governor of the said province once
this decision becomes final and executory. The temporary restraining
order dated March 9, 1989, is LIFTED.
SO ORDERED.
Fernan, C.J., Narvasa, Melencio-Herrera, Paras,
Feliciano, Gancayco, Padilla, Bidin, GriƱo-Aquino, Medialdea and
Regalado, JJ., concur.
Sarmiento, J., took no part.
Cortes J., concurs in the result.
Separate Opinions
GUTIERREZ, JR., J., concurring:
I concur in the pragmatic approach taken by the
Court. I agree that when the higher interests of the State are involved,
the public good should supersede any procedural infinities which may
affect a petition filed with the Commission on Elections. I fail to see
how the Court could allow a person who by his own admissions is
indubitably an alien to continue holding the office of Governor of any
province.
It is an established rule of long standing that the
period fixed by law for the filing of a protest — whether quo warranto
or election contest — is mandatory and jurisdictional. 1
As a rule, the quo warranto petition seeking to annul
the petitioner's election and proclamation should have been filed with
ten days after the proclamation of election results. 2
The purpose of the law in not allowing the filing of protests beyond
the period fixed by law is to have a certain and definite time within
which petitions against the results of an election should be filed and
to provide summary proceedings for the settlement of such disputes. 3
The Rules of Court allow the Republic of the Philippines to file quo
warranto proceedings against any public officer who performs an act
which works a forfeiture of his office. 4
However, where the Solicitor General or the President feel that there
are no good reasons to commence quo warranto proceedings, 5 the Court should allow a person like respondent Estuye or his league to bring the action.
I must emphasize, however, that my concurrence is
limited to a clear case of an alien holding an elective public office.
And perhaps in a clear case of disloyalty to the Republic of the
Philippines. 6 Where the disqualification is based on age, residence, or any of the many grounds for ineligibility, 7 I believe that the ten-day period should be applied strictly.
The pragmatic approach is also shown by the fact that
the Court found it inexpedient to wait for the final decision of
COMELEC. This step is most unusual but considering the total lack of any
serious grounds for the petitioner's claim of having regained his
Philippine citizenship, I am constrained to concur in the procedure pro hac vice.
GUTIERREZ, JR., J., concurring:
I concur in the pragmatic approach taken by the Court. I agree that when the higher interests of the State are involved, the public good should supersede any procedural infinities which may affect a petition filed with the Commission on Elections. I fail to see how the Court could allow a person who by his own admissions is indubitably an alien to continue holding the office of Governor of any province.
It is an established rule of long standing that the period fixed by law for the filing of a protest — whether quo warranto or election contest — is mandatory and jurisdictional. 1
As a rule, the quo warranto petition seeking to annul the petitioner's election and proclamation should have been filed with ten days after the proclamation of election results. 2 The purpose of the law in not allowing the filing of protests beyond the period fixed by law is to have a certain and definite time within which petitions against the results of an election should be filed and to provide summary proceedings for the settlement of such disputes. 3 The Rules of Court allow the Republic of the Philippines to file quo warranto proceedings against any public officer who performs an act which works a forfeiture of his office. 4 However, where the Solicitor General or the President feel that there are no good reasons to commence quo warranto proceedings, 5 the Court should allow a person like respondent Estuye or his league to bring the action.
I must emphasize, however, that my concurrence is limited to a clear case of an alien holding an elective public office. And perhaps in a clear case of disloyalty to the Republic of the Philippines. 6 Where the disqualification is based on age, residence, or any of the many grounds for ineligibility, 7 I believe that the ten-day period should be applied strictly.
The pragmatic approach is also shown by the fact that the Court found it inexpedient to wait for the final decision of COMELEC. This step is most unusual but considering the total lack of any serious grounds for the petitioner's claim of having regained his Philippine citizenship, I am constrained to concur in the procedure pro hac vice.
Footnotes
1 Ferrer v. Gutierrez and Lucot, 43 Phil. 795 [1922]; and Nisperos v. Araneta Diaz and Flores, 47 Phil. 806 [1925].
2 Section 253, Omnibus Election Code, B.P. Blg. 881.
3 Municipal Council of Masantol v. Guevarra, 44 Phil. 580 [1923].
4 Rule 66, Section 1, Rules of Court.
5 Rule 66, Section 2.
6 Section 253, Omnibus Election Code; See Casin v. Caluag, 80 Phil. 758 [1948].
7 Among them are corrupting voters or election officials with money or other material considerations (Section 68, B.P. 881); committing acts of terrorism to enhance one's candidacy (id); over spending for election expenses (id); soliciting, receiving, or making prohibited contributions (Sections 89, 95, 96, 97, and 104 of B.P. 881); the use of a void certificate of candidacy (Section 78, id); engaging in partisan political activity outside of the campaign period (Section 80, id); destroying or defacing lawful election propaganda (Section 83, id); using prohibited forms of certificate election propaganda (Section 85, id); unlawful use of mass media (Section 86, id); coercion by a public officer of subordinates to campaign for or against a candidate (Section 261-d, id); using threats and intimidation to force a person to campaign or to prevent him from campaigning for or against a candidate (Section 261 -e, id); electioneering within the prohibited space around or inside a polling place (Section 261 -k, id); use of public funds for certain election purposes (Section 261 -u, id); and use of a void certificate of candidacy (Section 78). Under Section 2175 of the Revised Administrative Code, certain persons like ecclesiastics and soldiers in the active service are disqualified from running for elective municipal office.
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